Cohen & Co Inc. — Director's Dealing 2012

Mar 13, 2012

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: INSTITUTIONAL FINANCIAL MARKETS, INC. (IFMI)
CIK: 0001270436
Period of Report: 2012-03-09

Reporting Person: Ullom Lance (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2012-03-09	Common Stock, $0.001 par value per share	A	37414	$0.00	Acquired	63372	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, $0.001 par value per share	19700	Indirect

Footnotes

F1: Mr. Ullom was awarded 37,414 restricted shares under the Issuer's 2010 Amended and Restated Long-Term Incentive Plan. The restrictions expire on March 9, 2013.

F2: These securities are held in a trust for the benefit of the Reporting Person's spouse. The Reporting Person is a trustee and beneficiary of the trust.