Cohen & Co Inc. — Director's Dealing 2012

Jul 24, 2012

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: INSTITUTIONAL FINANCIAL MARKETS, INC. (IFMI)
CIK: 0001270436
Period of Report: 2012-07-19

Reporting Person: Costas John P (Named Executive Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2012-07-19	Common Stock, par value $0.001	D	424371	$0.00	Disposed	0	Direct

Footnotes

F1: Represents the forfeiture of restricted shares of common stock of the Issuer pursuant to that certain Separation, Release and Repurchase Agreement, dated as of July 19, 2012, by and among PrinceRidge Partners LLC, PrinceRidge Holdings LP, IFMI, LLC, the Issuer and the Reporting Person.