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Cohen & Co Inc. — Director's Dealing 2011
Feb 8, 2011
34911_dirs_2011-02-07_7599bd87-5c50-4e1c-9888-31e4245c6528.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: INSTITUTIONAL FINANCIAL MARKETS, INC. (IFMI)
CIK: 0001270436
Period of Report: 2011-02-03
Reporting Person: DAWSON G STEVEN (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-02-03 | Common Stock, $0.001 par value per share | A | 11677 | $0.00 | Acquired | 21095 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $0.001 par value per share | 8423 | Indirect |
Footnotes
F1: Mr. Dawson was awarded 11,677 restricted shares under the Issuer's 2006 Long Term Incentive Plan. The restrictions expire on February 3, 2012.
F2: These securities are held by Corriente Partners, L.P., which is wholly owned by Corriente Private Trust. The Reporting Person is the sole trustee and beneficiary of Corriente Private Trust. The Reporting Person through Corriente Private Trust has voting and investment control with respect to the securities held by Corriente Partners, L.P. and the Reporting Persion disclaims any interest in the shares beyond his pecuniary interest.