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Cohen & Co Inc. Director's Dealing 2011

Jun 9, 2011

34911_dirs_2011-06-08_76dce300-2cf2-4a1b-a202-b6b2ad011b1c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: INSTITUTIONAL FINANCIAL MARKETS, INC. (IFMI)
CIK: 0001270436
Period of Report: 2011-06-07

Reporting Person: Pooler Joseph W. Jr. (EVP, CFO and Treasurer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2011-06-07 Common Stock, par value $0.001 A 76000 $0.00 Acquired 133406 Direct

Footnotes

F1: Represents restricted stock granted upon stockholder approval of an amendment to the Company's 2010 Long-Term Incentive Plan to increase the number of shares available under that plan, which occurred on June 7, 2011. The restrictions expire on December 31, 2012 so long as the reporting person is then employed by the Issuer or any of its subsidiaries.