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Cohen & Co Inc. — Director's Dealing 2011
Jun 9, 2011
34911_dirs_2011-06-08_76dce300-2cf2-4a1b-a202-b6b2ad011b1c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: INSTITUTIONAL FINANCIAL MARKETS, INC. (IFMI)
CIK: 0001270436
Period of Report: 2011-06-07
Reporting Person: Pooler Joseph W. Jr. (EVP, CFO and Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-06-07 | Common Stock, par value $0.001 | A | 76000 | $0.00 | Acquired | 133406 | Direct |
Footnotes
F1: Represents restricted stock granted upon stockholder approval of an amendment to the Company's 2010 Long-Term Incentive Plan to increase the number of shares available under that plan, which occurred on June 7, 2011. The restrictions expire on December 31, 2012 so long as the reporting person is then employed by the Issuer or any of its subsidiaries.
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