Cohen & Co Inc. — Director's Dealing 2011

Jun 9, 2011

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: INSTITUTIONAL FINANCIAL MARKETS, INC. (IFMI)
CIK: 0001270436
Period of Report: 2011-06-07

Reporting Person: Costas John P (Chairman-PrinceRidge Holdings)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2011-06-07	Common Stock, par value $0.001	A	424371	$0.00	Acquired	424371	Direct

Footnotes

F1: Represents restricted stock granted upon stockholder approval of an amendment to the Company's 2010 Long-Term Incentive Plan to increase the number of shares available under that plan, which occurred on June 7, 2011. The restrictions expire with respect to 60% of the restricted shares on December 31, 2012, and with respect to the remaining 40% of the restricted stock on December 31, 2013, in each case so long as the reporting person is then providing services to the Issuer, PrinceRidge Holdings LP or any of their subsidiaries or affiliates.