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Cohen & Co Inc. — Director's Dealing 2011
Aug 24, 2011
34911_dirs_2011-08-23_dd0d04b3-4ea1-435a-802f-2fe85c6dc955.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: INSTITUTIONAL FINANCIAL MARKETS, INC. (IFMI)
CIK: 0001270436
Period of Report: 2011-08-19
Reporting Person: Ullom Lance (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-08-19 | Common Stock, $0.001 par value per share | P | 300 | $2.09 | Acquired | 18300 | Indirect |
| 2011-08-22 | Common Stock, $0.001 par value per share | P | 400 | $2.10 | Acquired | 18700 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $0.001 par value per share | 25958 | Direct |
Footnotes
F1: These securities are held in a trust for the benefit of the Reporting Person's spouse. The Reporting Person is a trustee and beneficiary of the trust.
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