Cohen & Co Inc. — Director's Dealing 2011

Oct 25, 2011

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: INSTITUTIONAL FINANCIAL MARKETS, INC. (IFMI)
CIK: 0001270436
Period of Report: 2011-10-20

Reporting Person: Listman Douglas (Chief Accounting Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2011-10-20	Common Stock, par value $0.001 per share	A	60000	—	Acquired	81768	Direct

Footnotes

F1: Reflects 60,000 restricted shares of common stock awarded to the reporting person on October 20, 2011 under the Institutaional Financial Markets, Inc. 2010 Long-Term Incentive Plan. The restrictions on such shares lapse with respect to 30,000 shares of restricted stock on September 30, 2012 and with respect to the remaining 30,000 shares of restricted stock on September 30, 2013, in each instance so long as the reporting person is then employed by the Issuer or any of its subsidiaries.