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Cohen & Co Inc. — Director's Dealing 2011
Aug 26, 2011
34911_dirs_2011-08-26_9395bd5d-b72d-4e79-aa45-f6644f45d7c5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: INSTITUTIONAL FINANCIAL MARKETS, INC. (IFMI)
CIK: 0001270436
Period of Report: 2011-08-24
Reporting Person: Ullom Lance (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-08-24 | Common Stock, $0.001 par value per share | P | 1000 | $2.10 | Acquired | 19700 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $0.001 par value per share | 25958 | Direct |
Footnotes
F1: These securities are held in a trust for the benefit of the Reporting Person's spouse. The Reporting Person is a trustee and beneficiary of the trust.
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