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Cohen & Co Inc. — Director's Dealing 2010
Mar 10, 2010
34911_dirs_2010-03-10_7cb6f79a-58f9-4bbc-881d-20a6c9a89fa2.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: COHEN & Co INC. (COHN)
CIK: 0001270436
Period of Report: 2009-12-31
Reporting Person: Ricciardi Christopher (President, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-12-31 | Common Stock, par value $0.001 | G | 61225 | $4.9 | Disposed | 1358753 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $0.001 | 11291 | Indirect |
| Common Stock, par value $0.001 | 37157 | Indirect |
Footnotes
F1: The 61,225 shares of common stock were transferred to The Ricciardi Family Foundation as of December 31, 2009.
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