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Cohen & Co Inc. Director's Dealing 2010

Mar 12, 2010

34911_dirs_2010-03-11_0080b3a5-673f-48c3-a52e-b3c850fb2eb8.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: COHEN & Co INC. (COHN)
CIK: 0001270436
Period of Report: 2010-03-09

Reporting Person: Ullom Lance (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2010-03-09	Common Stock, $0.001 par value per share	A	8487	—	Acquired	14281	Direct
2010-03-09	Common Stock, $0.001 par value per share	P	10000	$6.38	Acquired	18000	Indirect

Footnotes

F1: Mr. Ullom was awarded 8,487 restricted shares under the Alesco Financial Inc. 2006 Long Term Incentive Plan. The restrictions expire on March 9, 2011.

F2: The price reported in Column 4 is a weighted average price. These shares were purchsed in multiple transactions at prices ranging from $6.22 to $6.54, inclusive.

F3: These securities are held in a trust for the benefit of the Reporting Person's spouse. The Reporting Person is a trustee and beneficiary of the trust.