Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Cohen & Co Inc. Director's Dealing 2010

Apr 1, 2010

34911_dirs_2010-04-01_6054402b-ac6a-4b16-8f19-0d59da684991.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: COHEN & Co INC. (COHN)
CIK: 0001270436
Period of Report: 2010-03-30

Reporting Person: Listman Douglas (Chief Accounting Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2010-03-30 Common Stock, par value $0.001 per share A 25000 Acquired 25000 Direct

Footnotes

F1: Reflects 25,000 restricted shares of common stock awarded on March 30, 2010 under the Alesco Financial Inc. 2006 Long-Term Incentive Plan. The restrictions on such shares lapse, pro-rata in one-twelfth (1/12) increments, beginning on April 30, 2010 and on the last day of each subsequent three-month period.