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Cohen & Co Inc. — Director's Dealing 2010
Apr 1, 2010
34911_dirs_2010-04-01_6054402b-ac6a-4b16-8f19-0d59da684991.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: COHEN & Co INC. (COHN)
CIK: 0001270436
Period of Report: 2010-03-30
Reporting Person: Listman Douglas (Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-03-30 | Common Stock, par value $0.001 per share | A | 25000 | — | Acquired | 25000 | Direct |
Footnotes
F1: Reflects 25,000 restricted shares of common stock awarded on March 30, 2010 under the Alesco Financial Inc. 2006 Long-Term Incentive Plan. The restrictions on such shares lapse, pro-rata in one-twelfth (1/12) increments, beginning on April 30, 2010 and on the last day of each subsequent three-month period.
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