Cohen & Co Inc. — Director's Dealing 2009

Apr 30, 2009

SEC Form 4/A — Form 4/A

Issuer: ALESCO FINANCIAL INC (AFN)
CIK: 0001270436
Period of Report: 2006-11-27

Reporting Person: COHEN DANIEL G (Director, Chairman)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2006-11-27	Common Stock, par value $0.001 per share	P	111111	$9.00	Acquired	211911	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, par value $0.001 per share	504000	Indirect

Footnotes

F1: Reflects the correct price paid per security.

F2: The original Form 4 filed on November 28, 2006 (the "Original Form 4") erroneously included the number of shares of common stock (113,204) forfeited by the Reporting Person on October 31, 2006. As a result, subsequent Form 4s filed by the Reporting Person since the Original Form 4 overreported the Reporting Person's beneficial ownership of securities by 113,204 shares of common stock. As of the date of this filing, the Reporting Person beneficially owns 1,392,116 shares of common stock. 504,000 shares of such common stock are held by Cohen Brothers, LLC, d/b/a Cohen & Company, a company which the Reporting Person may be deemed to control. The Reporting Person disclaims any interest in the shares held by Cohen & Company beyond his pecuniary interest.