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COGNITION THERAPEUTICS INC — Director's Dealing 2021
Oct 13, 2021
34027_dirs_2021-10-12_9e42e9bc-4c11-4653-bc4e-10825538d987.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: COGNITION THERAPEUTICS INC (CGTX)
CIK: 0001455365
Period of Report: 2021-10-07
Reporting Person: Ricciardi Lisa (Director, CEO & President)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-10-07 | Stock Option (right to buy) | $12.00 | A | 547965 | Acquired | 2030-06-01 | Common Stock (547965) | Direct |
| 2021-10-07 | Stock Option (right to buy) | $12.00 | A | 290509 | Acquired | 2031-10-12 | Common Stock (290509) | Direct |
| 2021-10-07 | Stock Option (right to buy) | $12.00 | A | 290509 | Acquired | 2031-10-12 | Common Stock (290509) | Direct |
Footnotes
F1: - 25% of the shares of common stock underlying the option vested on June 1, 2021. The remaining shares underlying the option vest in equal monthly installments thereafter for thirty-six (36) months, on the last day of each
such month.
F2: - 25% of the shares of common stock underlying the option vest on the closing of the issuer's initial public offering. The remaining shares underlying the option vest in equal monthly installments thereafter for thirty-six (36)
months, on the last day of each such month.
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