AI assistant
Cogent Biosciences, Inc. — Director's Dealing 2018
Apr 3, 2018
31688_dirs_2018-04-03_eb930468-d576-4f16-a766-bb64899b140b.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Unum Therapeutics Inc. (UMRX)
CIK: 0001622229
Period of Report: 2018-04-03
Reporting Person: Atlas Venture Fund IX, L.P. (10% Owner)
Reporting Person: Atlas Venture Associates IX, L.P. (10% Owner)
Reporting Person: Atlas Venture Associates IX, LLC (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-04-03 | Common Stock | C | 3184446 | — | Acquired | 3184446 | Direct |
| 2018-04-03 | Common Stock | C | 83037 | — | Acquired | 3267483 | Direct |
| 2018-04-03 | Common Stock | P | 94052 | $12.00 | Acquired | 3361535 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-04-03 | Series A Preferred Stock | $ | C | 3184446 | Disposed | Common Stock (3184446) | Direct | |
| 2018-04-03 | Series B Preferred Stock | $ | C | 83037 | Disposed | Common Stock (83037) | Direct |
Footnotes
F1: Each share automatically converted into Common Stock, for no additional consideration, on a 1.5701314513884-for-1 basis at the closing of the Issuer's initial public offering. The shares had no expiration date.
F2: The shares are held directly by Atlas Venture Fund IX, L.P. ("Atlas Venture Fund IX"). The general partner of Atlas Venture Fund IX is Atlas Venture Associates IX, L.P. ("AVA IX LP"). Atlas Venture Associates IX, LLC ("AVA IX LLC") is the general partner of AVA IX LP. Each of AVA IX LP and AVA IX LLC disclaim Section 16 beneficial ownership of the securities held by Atlas Venture Fund IX, except to the extent of its pecuniary interest therein, if any.