Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Cogent Biosciences, Inc. Director's Dealing 2018

Apr 3, 2018

31688_dirs_2018-04-03_eb930468-d576-4f16-a766-bb64899b140b.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Unum Therapeutics Inc. (UMRX)
CIK: 0001622229
Period of Report: 2018-04-03

Reporting Person: Atlas Venture Fund IX, L.P. (10% Owner)
Reporting Person: Atlas Venture Associates IX, L.P. (10% Owner)
Reporting Person: Atlas Venture Associates IX, LLC (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-04-03 Common Stock C 3184446 Acquired 3184446 Direct
2018-04-03 Common Stock C 83037 Acquired 3267483 Direct
2018-04-03 Common Stock P 94052 $12.00 Acquired 3361535 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-04-03 Series A Preferred Stock $ C 3184446 Disposed Common Stock (3184446) Direct
2018-04-03 Series B Preferred Stock $ C 83037 Disposed Common Stock (83037) Direct

Footnotes

F1: Each share automatically converted into Common Stock, for no additional consideration, on a 1.5701314513884-for-1 basis at the closing of the Issuer's initial public offering. The shares had no expiration date.

F2: The shares are held directly by Atlas Venture Fund IX, L.P. ("Atlas Venture Fund IX"). The general partner of Atlas Venture Fund IX is Atlas Venture Associates IX, L.P. ("AVA IX LP"). Atlas Venture Associates IX, LLC ("AVA IX LLC") is the general partner of AVA IX LP. Each of AVA IX LP and AVA IX LLC disclaim Section 16 beneficial ownership of the securities held by Atlas Venture Fund IX, except to the extent of its pecuniary interest therein, if any.