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COFFEE HOLDING CO INC — Director's Dealing 2012
Sep 14, 2012
34860_dirs_2012-09-14_acb622ab-454a-47a1-8dd2-e2eb5fac096a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: COFFEE HOLDING CO INC (JVA)
CIK: 0001007019
Period of Report: 2012-09-12
Reporting Person: GORDON DAVID (Director, Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-09-12 | Common Stock, $0.001 par value | S | 119293 | $9.00 | Disposed | 363185 | Direct |
| 2012-09-12 | Common Stock, $0.001 par value | S | 8214 | $9.00 | Disposed | 25007 | Indirect |
| 2012-09-12 | Common Stock, $0.001 par value | S | 8191 | $9.00 | Acquired | 24933 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $9.00 to $9.04. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number or shares and prices at which the transaction was effected.
F2: As previously disclosed, the Reporting Person indirectly owns a portion of his shares in connection with custodial accounts in the name of his children. On July 26, 2012, the Reporting Person transferred 33,283 of these shares to a joint account, whereby he became a direct owner of the 33,283 shares. This change in beneficial ownership occurred in connection with one of his children obtained the applicable age of majority.
F3: The transactions reported on the Form 4 were executed pursuant to the Reporting Person?s previously disclosed Rule 10b5-1 trading plans.