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Coeur Mining, Inc. — Director's Dealing 2019
Dec 4, 2019
30519_dirs_2019-12-04_2bb70369-c3cb-467e-bc80-74c0bdaafadf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Coeur Mining, Inc. (CDE)
CIK: 0000215466
Period of Report: 2019-12-03
Reporting Person: Nault Casey M. (SVP & General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-12-03 | Common Stock, par value $0.01 per share | S | 20000 | $7.003 | Disposed | 357744 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Incentive Stock Options (right to buy) | $19.01 | 2022-05-07 | Common Stock (8266.0) | 8266 | Direct |
| Non-qualified Stock Options (right to buy) | $19.01 | 2022-05-07 | Common Stock (770.0) | 770 | Direct |
| Incentive Stock Options (right to buy) | $23.9 | 2023-01-22 | Common Stock (4184.0) | 4184 | Direct |
| Non-qualified Stock Options (right to buy) | $23.9 | 2023-01-22 | Common Stock (4987.0) | 4987 | Direct |
Footnotes
F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 selling plan adopted by the reporting person on May 22, 2019 (as disclosed in the Registrant's Current Report on Form 10-Q filed on August 7, 2019).
F2: This transaction was executed in multiple trades at prices ranging from $7.00 to $7.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: Includes 104,689 unvested shares of restricted stock.
F4: The stock options become exercisable to the extent of one-third on each of the above date, its first anniversary and its second anniversary.