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Coeur Mining, Inc. — Director's Dealing 2017
Jun 12, 2017
30519_dirs_2017-06-12_66f1e75d-1cbb-4838-b628-5029efe64f76.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Coeur Mining, Inc. (CDE)
CIK: 0000215466
Period of Report: 2017-06-08
Reporting Person: Spurbeck Mark (Vice President, Finance)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-06-08 | Common Stock, par value $0.01 per share | M | 16400 | $1.81 | Acquired | 141094 | Direct |
| 2017-06-08 | Common Stock, par value $0.01 per share | S | 16400 | $9.755 | Disposed | 124694 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-06-08 | Non-qualified Stock Options (right to buy) | $1.81 | M | 16400 | Disposed | 2026-01-20 | Common Stock (16400.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Incentive Stock Options (right to buy) | $11.12 | 2024-01-17 | Common Stock (22779.0) | 22779 | Direct |
| Non-qualified Stock Options (right to buy) | $11.12 | 2024-01-17 | Common Stock (9638.0) | 9638 | Direct |
| Incentive Stock Options (right to buy) | $1.81 | 2026-01-20 | Common Stock (116279.0) | 116279 | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $9.750 to $9.770. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: Includes 84,194 unvested shares of restricted stock.
F3: The stock options become exercisable to the extent of one-third on each of the above date, its first anniversary and its second anniversary.