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Coeur Mining, Inc. — Director's Dealing 2011
Sep 13, 2011
30519_dirs_2011-09-13_60d0fe82-0a79-43f3-8c60-9734288acd10.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: COEUR D ALENE MINES CORP (CDE)
CIK: 0000215466
Period of Report: 2011-09-12
Reporting Person: BIRAK DONALD J (SVP, Exploration)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-09-12 | Common Stock, par value $0.01 per share | M | 5542 | $10.00 | Acquired | 38108 | Direct |
| 2011-09-12 | Common Stock, par value $0.01 per share | D | 5542 | $28.60 | Disposed | 32566 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-09-12 | Stock Appreciation Rights | $10 | M | 5542 | Disposed | 2019-02-03 | Common Stock (5542) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Incentive Stock Options (right to buy) | $70.9 | 2014-02-19 | Common Stock (2255) | 2255 | Direct |
| Incentive Stock Options (right to buy) | $39.2 | 2015-02-16 | Common Stock (2552) | 2552 | Direct |
| Non-qualified Stock Options (right to buy) | $39.2 | 2015-02-16 | Common Stock (1495) | 1495 | Direct |
| Incentive Stock Options (right to buy) | $51.4 | 2016-02-20 | Common Stock (1944) | 1944 | Direct |
| Incentive Stock Options (right to buy) | $39.9 | 2017-03-20 | Common Stock (2507) | 2507 | Direct |
| Non-qualified Stock Options (right to buy) | $39.9 | 2017-03-20 | Common Stock (234) | 234 | Direct |
| Incentive Stock Options (right to buy) | $48.5 | 2018-01-10 | Common Stock (2062) | 2062 | Direct |
| Non-qualified Stock Options (right to buy) | $48.5 | 2018-01-10 | Common Stock (854) | 854 | Direct |
| Incentive Stock Options (right to buy) | $10 | 2019-02-03 | Common Stock (10000) | 10000 | Direct |
| Non-qualified Stock Options (right to buy) | $10 | 2019-02-03 | Common Stock (2101) | 2101 | Direct |
| Restricted Stock Units | $ | Common Stock (1662) | 1662 | Direct | |
| Stock Appreciation Rights | $15.4 | 2020-03-02 | Common Stock (8778) | 8778 | Direct |
| Restricted Stock Units | $ | Common Stock (5302) | 5302 | Direct | |
| Incentive Stock Options (right to buy) | $27.45 | 2021-01-03 | Common Stock (3642) | 3642 | Direct |
| Non-qualified Stock Options (right to buy) | $27.45 | 2021-01-03 | Common Stock (7575) | 7575 | Direct |
Footnotes
F1: Includes 22,447 unvested shares of restricted stock.
F2: Each restricted stock unit represents a right to receive a cash payment equivalent to the fair market value of the common stock as of the date of vesting.
F3: The stock options become exercisable to the extent of one-third on each of the above date, its first anniversary and its second anniversary.
F4: The remaining stock appreciation rights become exercisable on February 3, 2012.
F5: The remaining restricted stock units become exercisable on February 3, 2012. Vested units shall be settled in cash which shall be delivered to the reporting person on the date of vesting of such units.
F6: One-half of the remaining stock appreciation rights become exercisable on March 2, 2012 and the remaining stock appreciation rights become exercisable on March 2, 2013.
F7: One-half of the remaining restricted stock units become exercisable on March 2, 2012 and the remaining restricted stock units become exercisable on March 2, 2013. Vested units shall be settled in cash which shall be delivered to the reporting person on the date of vesting of such units.