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CODEXIS, INC. — Director's Dealing 2025
Feb 7, 2025
33607_dirs_2025-02-07_3a229974-4b14-4bcc-ba5b-419de7574ceb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CODEXIS, INC. (CDXS)
CIK: 0001200375
Period of Report: 2025-02-05
Reporting Person: DILLY STEPHEN GEORGE (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-02-05 | Common Stock | A | 88750 | — | Acquired | 673053 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-02-05 | Stock Option (Right to Buy) | $4.37 | A | 532500 | Acquired | 2035-02-05 | Common Stock (532500) | Direct |
Footnotes
F1: These restricted stock units vest as to 1/3rd of the shares on each annual anniversary of the grant date, subject to the Reporting Person's continued employment through the applicable vesting dates.
F2: Includes 2,000 shares acquired under the issuer's Employee Stock Purchase Plan on May 10, 2024.
F3: This option vests and becomes exercisable with respect to 25% of the shares subject thereto on the first anniversary of the grant date, and with respect to 1/48th of the original number of shares subject thereto on each monthly anniversary thereafter, subject to the Reporting Person's continued employment through the applicable vesting dates.