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CODEXIS, INC. — Director's Dealing 2025
Nov 17, 2025
33607_dirs_2025-11-17_610bb3c7-ed77-40d6-9feb-8f7118c122b7.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: CODEXIS, INC. (CDXS)
CIK: 0001200375
Period of Report: 2025-11-07
Reporting Person: Lutz Stefan (N/A)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 143460 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $11.79 | 2030-05-05 | Common Stock (25500) | Direct | |
| Stock Option (Right to Buy) | $11.79 | 2030-05-05 | Common Stock (8800) | Direct | |
| Stock Option (Right to Buy) | $26.16 | 2031-02-16 | Common Stock (10000) | Direct | |
| Stock Option (Right to Buy) | $26.16 | 2031-02-16 | Common Stock (16006) | Direct | |
| Stock Option (Right to Buy) | $19.39 | 2032-02-07 | Common Stock (13000) | Direct | |
| Stock Option (Right to Buy) | $19.39 | 2032-02-07 | Common Stock (17000) | Direct | |
| Stock Option (Right to Buy) | $5.44 | 2033-02-21 | Common Stock (112500) | Direct | |
| Stock Option (Right to Buy) | $3.05 | 2034-01-01 | Common Stock (209400) | Direct | |
| Stock Option (Right to Buy) | $4.37 | 2035-02-05 | Common Stock (105000) | Direct |
Footnotes
F1: Includes 53,266 Restricted stock units. The Reporting Person is entitled to receive one (1) share of common stock for each one (1) restricted stock unit.
F2: Option vests with respect to 25% of the shares subject thereto on May 1, 2021, with 1/36th of the shares vesting monthly thereafter.
F3: The option is fully vested and exercisable.
F4: Option vests with respect to 25% of the shares subject thereto on February 16, 2022, with 1/36th of the shares vesting monthly thereafter.
F5: Option vests with respect to 25% of the shares subject thereto on February 7, 2023, with 1/36th of the shares vesting monthly thereafter.
F6: Option vests with respect to 25% of the shares subject thereto on February 21, 2024, with 1/36th of the shares vesting monthly thereafter.
F7: Option vests with respect to 1/3 of the shares subject thereto on January 1, 2025, with 1/24th of the shares vesting monthly thereafter.
F8: Option vests with respect to 25% of the shares subject thereto on February 5, 2026, with 1/36th of the shares vesting monthly thereafter.