AI assistant
CODEXIS, INC. — Director's Dealing 2023
Mar 9, 2023
33607_dirs_2023-03-09_9df54425-3cf5-4e89-8a31-fcd4bdb95cb3.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CODEXIS, INC. (CDXS)
CIK: 0001200375
Period of Report: 2023-02-08
Reporting Person: Fitzgerald Margaret Nell (See remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-02-08 | Common Stock | A | 77272 | — | Acquired | 85272 | Direct |
| 2023-03-07 | Common Stock | S | 8000 | $4.6027 | Disposed | 77272 | Direct |
| 2023-03-08 | Common Stock | S | 7686 | $4.5552 | Disposed | 69586 | Direct |
Footnotes
F1: Represents restricted stock awards ("PSUs") initially granted on November 8, 2022 that were subject a performance-based vesting condition. The vesting condition was determined to be 85% satisfied on February 8, 2023. The PSUs will vest fully on March 5, 2024, subject to the Reporting Person's continued service to the Issuer on such vesting date.
F2: The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of shares subject to a PSUs of the Issuer.
F3: Reflects the weighted average of all shares sold to cover taxes upon vesting of PSUs on March 8, 2023 for certain employees of the Issuer.