CODEXIS, INC. — Director's Dealing 2023

Jun 15, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CODEXIS, INC. (CDXS)
CIK: 0001200375
Period of Report: 2023-06-13

Reporting Person: Smith David V (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-06-13	Common Stock	G	11273	—	Disposed	0	Direct
2023-06-13	Common Stock	A	34602	—	Acquired	34602	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	88570	Indirect

Footnotes

F1: On June 13, 2023, the reporting person transferred 11,273 shares of the Issuer's common stock to a family trust of which the reporting person is trustee.

F2: Shares held by The Smith Family Trust.

F3: The restricted stock award vests as to all of the shares subject to the award on the earlier of the first anniversary of the date of grant or the next annual stockholder meeting, subject to the director's continued service to the Company on such vesting date.