CODEXIS, INC. — Director's Dealing 2022

Mar 11, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CODEXIS, INC. (CDXS)
CIK: 0001200375
Period of Report: 2022-03-09

Reporting Person: NICOLS JOHN J (Director, President and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-03-09	Common Stock	M	38500	$2.32	Acquired	1061179	Direct
2022-03-09	Common Stock	S	38500	$19.2989	Disposed	1022679	Direct
2022-03-10	Common Stock	M	38500	$2.32	Acquired	1061179	Direct
2022-03-10	Common Stock	S	38500	$18.9277	Disposed	1022679	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2022-03-09	Stock Option (Right to Buy)	$2.32	M	38500	Disposed	2023-01-24	Common Stock (38500)	Direct
2022-03-10	Stock Option (Right to Buy)	$2.32	M	38500	Disposed	2023-01-24	Common Stock (38500)	Direct

Footnotes

F1: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 5, 2021.

F2: This transaction was executed in multiple trades in prices ranging from $18.71 to $19.65, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3: This transaction was executed in multiple trades in prices ranging from $18.69 to $19.26, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.