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CODEXIS, INC. Director's Dealing 2022

Jun 16, 2022

33607_dirs_2022-06-16_8cb1bd81-be62-48d7-a812-ebecdbeffc23.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CODEXIS, INC. (CDXS)
CIK: 0001200375
Period of Report: 2022-06-14

Reporting Person: Smith David V (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-06-14 Common Stock G 4796 Disposed 0 Direct
2022-06-14 Common Stock A 11273 Acquired 11273 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 77297 Indirect

Footnotes

F1: On June 14, 2022, the reporting person transferred 4,796 shares of the Issuer's common stock to a family trust of which the reporting person is trustee.

F2: Shares held by The Smith Family Trust.

F3: The restricted stock award vests as to all of the shares subject to the award on the earlier of the first anniversary of the date of grant or the next annual stockholder meeting, subject to the director's continued service to the Company on such vesting date.