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CODEXIS, INC. — Director's Dealing 2022
Jun 16, 2022
33607_dirs_2022-06-16_8cb1bd81-be62-48d7-a812-ebecdbeffc23.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CODEXIS, INC. (CDXS)
CIK: 0001200375
Period of Report: 2022-06-14
Reporting Person: Smith David V (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-06-14 | Common Stock | G | 4796 | — | Disposed | 0 | Direct |
| 2022-06-14 | Common Stock | A | 11273 | — | Acquired | 11273 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 77297 | Indirect |
Footnotes
F1: On June 14, 2022, the reporting person transferred 4,796 shares of the Issuer's common stock to a family trust of which the reporting person is trustee.
F2: Shares held by The Smith Family Trust.
F3: The restricted stock award vests as to all of the shares subject to the award on the earlier of the first anniversary of the date of grant or the next annual stockholder meeting, subject to the director's continued service to the Company on such vesting date.
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