CODEXIS, INC. — Director's Dealing 2021

Jun 17, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CODEXIS, INC. (CDXS)
CIK: 0001200375
Period of Report: 2021-06-15

Reporting Person: Smith David V (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-06-15	Common Stock	G	8952	—	Disposed	0	Direct
2021-06-15	Common Stock	A	4796	$0.00	Acquired	4796	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	76501	Indirect

Footnotes

F1: On June 15, 2021, the reporting person transferred 8,952 shares of the Issuer's common stock to a family trust of which the reporting person is trustee.

F2: Shares held by The Smith Family Trust.

F3: The restricted stock award vests as to all of the shares subject to the award on the earlier of the first anniversary of the date of grant or the next annual stockholder meeting, subject to the director's continued service to the Company on such vesting date.