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CODEXIS, INC. — Director's Dealing 2021
Oct 19, 2021
33607_dirs_2021-10-19_3efc7ca2-290d-44fd-bee4-2e55f0c621f2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CODEXIS, INC. (CDXS)
CIK: 0001200375
Period of Report: 2021-10-18
Reporting Person: Dorgan Byron L (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-10-18 | Common Stock | S | 17400 | $27.8554 | Disposed | 150186 | Direct |
| 2021-10-18 | Common Stock | S | 2600 | $28.53 | Disposed | 147586 | Direct |
Footnotes
F1: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on September 15, 2021.
F2: This transaction was executed in multiple trades in prices ranging from $27.31 to $28.24, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.