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CODEXIS, INC. — Director's Dealing 2021
Dec 21, 2021
33607_dirs_2021-12-21_e4ea1a14-1b9c-4653-9e06-dfd306f1a2a2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CODEXIS, INC. (CDXS)
CIK: 0001200375
Period of Report: 2021-12-20
Reporting Person: WOLF DENNIS P (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-20 | Common Stock | S | 2596 | $28.4290 | Disposed | 37329 | Direct |
| 2021-12-20 | Common Stock | S | 2404 | $29.2652 | Disposed | 34925 | Direct |
Footnotes
F1: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.
F2: This transaction was executed in multiple trades in prices ranging from $27.92 to $28.78, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F3: This transaction was executed in multiple trades in prices ranging from $28.99 to $29.69, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.