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CODEXIS, INC. — Director's Dealing 2020
Feb 25, 2020
33607_dirs_2020-02-25_2f2afc1c-c93f-4669-b2c7-2bd0c3192752.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CODEXIS, INC. (CDXS)
CIK: 0001200375
Period of Report: 2020-02-21
Reporting Person: Dorgan Byron L (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-02-21 | Common Stock | S | 16702 | $14.0218 | Disposed | 153838 | Direct |
Footnotes
F1: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person on September 12, 2019.
F2: This transaction was executed in multiple trades in prices ranging from $14.00 to $14.07, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.