CODEXIS, INC. — Director's Dealing 2019

Sep 6, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CODEXIS, INC. (CDXS)
CIK: 0001200375
Period of Report: 2019-09-06

Reporting Person: KELLEY BERNARD J (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-09-06	Common Stock	M	16666	$10.92	Acquired	226868	Direct
2019-09-06	Common Stock	S	14684	$13.8707	Disposed	212184	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-09-06	Stock Option (Right to Buy)	$10.92	M	16666	Disposed	2020-02-11	Common Stock (16666)	Direct

Footnotes

F1: This transaction was executed in multiple trades in prices ranging from $13.76 to $14.03, inclusive. The price reported in Column 4 above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2: 100% of the shares subject to the option are fully vested and exercisable.