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CODEXIS, INC. — Director's Dealing 2019
Dec 13, 2019
33607_dirs_2019-12-13_7b4f7e40-8e2f-4386-963f-5ce6812d3c09.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CODEXIS, INC. (CDXS)
CIK: 0001200375
Period of Report: 2019-12-12
Reporting Person: Dorgan Byron L (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-12-12 | Common Stock | S | 25000 | $15.6389 | Disposed | 170540 | Direct |
Footnotes
F1: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.
F2: This transaction was executed in multiple trades in prices ranging from $15.40 to $15.90, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.