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CODEXIS, INC. Director's Dealing 2017

Feb 7, 2017

33607_dirs_2017-02-07_093684cf-6f0f-482c-ba8e-c488f347fafc.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CODEXIS INC (CDXS)
CIK: 0001200375
Period of Report: 2017-02-03

Reporting Person: Lalonde James (SVP, R&D)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-02-03 Stock Options (Right to Buy) $4.6 A 110000 Acquired 2027-02-03 Common Stock (110000) Direct

Footnotes

F1: Option vests with respect to 25% of the shares subject thereto on February 3, 2018, with 1/48th of the shares vesting monthly thereafter, such that the option will be fully vested and exercisable on February 3, 2021.