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CODEXIS, INC. Director's Dealing 2017

Feb 14, 2017

33607_dirs_2017-02-14_e433cc49-3fd9-4933-8999-6646d5f1df27.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CODEXIS INC (CDXS)
CIK: 0001200375
Period of Report: 2017-02-10

Reporting Person: NICOLS JOHN J (Director, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-02-10 Common Stock F 8554 $4.35 Disposed 1313973 Direct

Footnotes

F1: Shares withheld by the Issuer on vesting of restricted stock units ("RSUs") solely to cover applicable withholding taxes. No shares were sold in the open market; the transaction reported herein was executed automatically upon the release of the RSUs upon the vesting thereof.