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CODEXIS, INC. Director's Dealing 2017

Mar 7, 2017

33607_dirs_2017-03-07_bdcaa89a-7119-4c20-b23d-d729d58382fc.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CODEXIS INC (CDXS)
CIK: 0001200375
Period of Report: 2017-03-05

Reporting Person: Lalonde James (SVP, R&D)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-03-05 Common Stock F 20630 $4.15 Disposed 241986 Direct

Footnotes

F1: Shares withheld by the Issuer on vesting of performance stock units solely to cover applicable withholding taxes. No shares were sold in the open market; the transaction reported herein was executed automatically upon the release of shares of stock acquired by the Reporting Person pursuant to the prior achievement of performance metrics as determined by the Issuer's compensation committee.