CODEXIS, INC. — Director's Dealing 2016

Feb 23, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CODEXIS INC (CDXS)
CIK: 0001200375
Period of Report: 2016-02-19

Reporting Person: Lalonde James (SVP, R&D)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-02-19	Common Stock	A	39904	$0.00	Acquired	203951	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-02-19	Stock Option (Right to Buy)	$4.10	A	77000	Acquired	2026-02-18	Common Stock (77000)	Direct

Footnotes

F1: Represent shares of common stock issuable pursuant to performance stock units for which achievement has been certified by the Issuer's compensation committee. Shares will be issued in two equal installments on each of March 5, 2016 and March 5, 2017, subject to continued employment through such date.

F2: Option vests with respect to 25% of the shares subject thereto on February 19, 2017, with 1/48th of the shares vesting monthly thereafter, such that the option will be fully vested and exercisable on February 19, 2020.