CODEXIS, INC. — Director's Dealing 2016

Aug 26, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CODEXIS INC (CDXS)
CIK: 0001200375
Period of Report: 2016-08-24

Reporting Person: KELLEY BERNARD J (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-08-24	Common Stock	M	21666	$2.45	Acquired	234906	Direct
2016-08-24	Common Stock	S	12643	$4.2559	Disposed	222263	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-08-24	Stock Option (Right to Buy)	$2.45	M	16666	Disposed	2017-01-26	Common Sotck (16666)	Direct
2016-08-24	Stock Option (Right to Buy)	$2.45	M	5000	Disposed	2017-06-19	Common Sotck (5000)	Direct

Footnotes

F1: This transaction was executed in multiple trades in prices ranging from $4.25 to $4.30, inclusive. The price reported in Column 4 above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2: 100% of the shares subject to the option are fully vested and exercisable.