CODEXIS, INC. — Director's Dealing 2016

Aug 17, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CODEXIS INC (CDXS)
CIK: 0001200375
Period of Report: 2016-08-15

Reporting Person: VIVO VENTURES VII, LLC (10% Owner)
Reporting Person: Vivo Ventures Fund VII, L.P. (10% Owner)
Reporting Person: Vivo Ventures VII Affiliates Fund, L.P. (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-08-15	Common Stock	S	48934.0000	$4.2740	Disposed	5327211.0000	Indirect
2016-08-16	Common Stock	S	36107.0000	$4.2072	Disposed	5291104.0000	Indirect
2016-08-15	Common Stock	S	1066.0000	$4.2740	Disposed	116108.0000	Indirect
2016-08-16	Common Stock	S	787.0000	$4.2072	Disposed	115321.0000	Indirect

Footnotes

F1: The price shown is a weighted average sales price. The shares were sold at prices ranging from $4.18 to $4.39 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2: These shares are owned directly by Vivo Ventures Fund VII, L.P. Vivo Ventures VII, LLC is its general partner, and as such may be deemed to beneficially own these shares.

F3: The price shown is a weighted average sales price. The shares were sold at prices ranging from $4.15 to $4.28 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F4: These shares are owned directly by Vivo Ventures VII Affliates Fund, L.P. Vivo Ventures VII, LLC is its general partner, and as such may be deemed to beneficially own these shares.