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CODEXIS, INC. — Director's Dealing 2013
Mar 11, 2013
33607_dirs_2013-03-11_648e650b-d86b-49d3-aa47-651121c1e05b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CODEXIS INC (CDXS)
CIK: 0001200375
Period of Report: 2013-03-08
Reporting Person: NICOLS JOHN J (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-03-08 | Common Stock | P | 27000 | $2.4223 | Acquired | 911000 | Direct |
Footnotes
F1: This transaction was executed in multiple trades in prices ranging from $2.38 to $2.45, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
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