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CODEXIS, INC. — Director's Dealing 2013
May 17, 2013
33607_dirs_2013-05-17_c81e0c0e-3e9b-4875-bbf4-631316fda41e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CODEXIS INC (CDXS)
CIK: 0001200375
Period of Report: 2013-05-16
Reporting Person: Tobin Matthew (SVP, Research & Development)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-16 | Common Stock | M | 3033 | $0.6 | Acquired | 78707 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-05-16 | Stock Option (Right to Buy) | $0.6 | M | 3033 | Disposed | 2013-05-26 | Common Stock (3033) | Direct |
Footnotes
F1: Option vested with respect to 25% of the shares subject thereto on May 16, 2004, and 1/48th of the shares vested monthly thereafter, such that the option was fully vested and exercisable on May 16, 2007.
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