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CODEXIS, INC. Director's Dealing 2013

May 17, 2013

33607_dirs_2013-05-17_c81e0c0e-3e9b-4875-bbf4-631316fda41e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CODEXIS INC (CDXS)
CIK: 0001200375
Period of Report: 2013-05-16

Reporting Person: Tobin Matthew (SVP, Research & Development)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-05-16 Common Stock M 3033 $0.6 Acquired 78707 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-05-16 Stock Option (Right to Buy) $0.6 M 3033 Disposed 2013-05-26 Common Stock (3033) Direct

Footnotes

F1: Option vested with respect to 25% of the shares subject thereto on May 16, 2004, and 1/48th of the shares vested monthly thereafter, such that the option was fully vested and exercisable on May 16, 2007.