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CODEXIS, INC. — Director's Dealing 2013
Nov 15, 2013
33607_dirs_2013-11-15_a1f6614a-8939-455e-a9a3-78a524ab5c33.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CODEXIS INC (CDXS)
CIK: 0001200375
Period of Report: 2013-11-13
Reporting Person: Sheehy Douglas T. (SVP, General Counsel & Sec.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-13 | Common Stock | A | 140000 | $0.00 | Acquired | 246685 | Direct |
Footnotes
F1: Restricted stock units ("RSUs"). The Reporting Person is entitled to receive one (1) share of common stock for each one (1) restricted stock unit. The RSUs vest as to 50% of the shares subject thereto on August 10, 2014 and as to the remaining 50% of the shares subject thereto on May 10, 2015, provided that the Reporting Person provides continuous services to the Issuer as an employee, consultant, director or office through each such vesting date.
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