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CODEXIS, INC. — Director's Dealing 2012
Feb 24, 2012
33607_dirs_2012-02-24_f96a4762-4adb-4df5-b0de-669a48a000f5.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: CODEXIS INC (CDXS)
CIK: 0001200375
Period of Report: 2012-02-17
Reporting Person: Strumph Peter M (Interim President and CEO)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 20000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $10.28 | 2020-06-16 | Common Stock (125000) | Direct | |
| Stock Option (Right to Buy) | $9.15 | 2021-01-25 | Common Stock (30000) | Direct |
Footnotes
F1: Restricted Stock Units. The Reporting Person is entitled to receive one (1) share of common stock for each one (1) restricted stock unit.
F2: Option vests with respect to 25% of the shares subject thereto on June 17, 2011, with 1/48th of the shares vesting monthly thereafter, such that the option will be fully vested and exercisable on June 17, 2014.
F3: Option vests with respect to 25% of the shares subject thereto on January 26, 2012, with 1/48th of the shares vesting monthly thereafter, such that the option will be fully vested and exercisable on January 26, 2015.