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CODEXIS, INC. — Director's Dealing 2012
Mar 9, 2012
33607_dirs_2012-03-09_92e25f54-22d9-446f-a197-43cf484fbeae.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CODEXIS INC (CDXS)
CIK: 0001200375
Period of Report: 2012-03-07
Reporting Person: Sheehy Douglas T. (SVP, General Counsel & Sec.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-03-07 | Common Stock | A | 32000 | $0.00 | Acquired | 73000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-03-07 | Stock Option (right to buy) | $3.56 | A | 59000 | Acquired | 2022-03-06 | Common Stock (59000) | Direct |
Footnotes
F1: Restricted Stock Units. The Reporting Person is entitled to receive one (1) share of common stock for each one (1) restricted stock unit.
F2: Option vests with respect to 25% of the shares subject thereto on March 7, 2013, with 1/48th of the shares vesting monthly thereafter, such that the option will be fully vested and exercisable on March 7, 2016
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