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CODEXIS, INC. — Director's Dealing 2012
Jun 14, 2012
33607_dirs_2012-06-14_96c4cb5d-e964-4e49-b939-a3a6d07c0f76.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CODEXIS INC (CDXS)
CIK: 0001200375
Period of Report: 2012-06-13
Reporting Person: NICOLS JOHN J (President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-06-13 | Common Stock | A | 750000 | — | Acquired | 750000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-06-13 | Stock Option (Right to Buy) | $3.46 | A | 400000 | Acquired | 2022-06-12 | Common Stock (400000) | Direct |
Footnotes
F1: Option vests with respect to 25% of the shares subject thereto on June 13, 2013, with 1/48th of the shares vesting monthly thereafter, such that the option will be fully vested and exercisable on June 13, 2016.
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