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CODEXIS, INC. Director's Dealing 2012

Jun 14, 2012

33607_dirs_2012-06-14_96c4cb5d-e964-4e49-b939-a3a6d07c0f76.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CODEXIS INC (CDXS)
CIK: 0001200375
Period of Report: 2012-06-13

Reporting Person: NICOLS JOHN J (President & CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-06-13 Common Stock A 750000 Acquired 750000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-06-13 Stock Option (Right to Buy) $3.46 A 400000 Acquired 2022-06-12 Common Stock (400000) Direct

Footnotes

F1: Option vests with respect to 25% of the shares subject thereto on June 13, 2013, with 1/48th of the shares vesting monthly thereafter, such that the option will be fully vested and exercisable on June 13, 2016.