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CODEXIS, INC. — Director's Dealing 2012
Jul 17, 2012
33607_dirs_2012-07-17_f368c48f-7cfd-4ce2-8a92-bb27458a600f.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: CODEXIS INC (CDXS)
CIK: 0001200375
Period of Report: 2012-07-10
Reporting Person: Ho Mark (Principal Accounting Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 12654 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $9.09 | 2019-11-09 | Common Stock (10000) | Direct | |
| Stock Option (right to buy) | $10.51 | 2021-03-08 | Common Stock (6436) | Direct | |
| Stock Option (right to buy) | $8.63 | 2021-07-28 | Common Stock (5000) | Direct |
Footnotes
F1: Includes 11,651 Restricted Stock Units. The Reporting Person is entitled to receive one (1) share of common stock for each one (1) restricted stock unit.
F2: Option vests with respect to 25% of the shares subject thereto on September 14, 2010, with 1/48 of the shares vesting monthly thereafter, such that the option will be fully vested and exercisable on September 14, 2013.
F3: Option vests with respect to 25% of the shares subject thereto on January 26, 2012, with 1/48 of the shares vesting monthly thereafter, such that the option will be fully vested and exercisable on January 26, 2015.
F4: Option vests with respect to 25% of the shares subject thereto on July 1, 2012, with 1/48 of the shares vesting monthly thereafter, such that the option will be fully vested and exercisable on July 1, 2015.