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CODEXIS, INC. Director's Dealing 2012

Sep 12, 2012

33607_dirs_2012-09-12_5ddc5bf2-2adf-4b46-9cb3-70247229a354.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CODEXIS INC (CDXS)
CIK: 0001200375
Period of Report: 2012-09-10

Reporting Person: O'Toole David D (SVP & Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-09-10 Common Stock A 50000 $0.00 Acquired 50000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-09-10 Stock Option (Right to Buy) $2.72 A 200000 Acquired 2022-09-09 Common Stock (200000) Direct

Footnotes

F1: Option vests with respect to 25% of the shares subject thereto on September 4, 2013, with 1/48th of the shares vesting monthly thereafter, such that the option will be fully vested and exercisable on September 4, 2016.