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CODEXIS, INC. — Director's Dealing 2012
Sep 12, 2012
33607_dirs_2012-09-12_5ddc5bf2-2adf-4b46-9cb3-70247229a354.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CODEXIS INC (CDXS)
CIK: 0001200375
Period of Report: 2012-09-10
Reporting Person: O'Toole David D (SVP & Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-09-10 | Common Stock | A | 50000 | $0.00 | Acquired | 50000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-09-10 | Stock Option (Right to Buy) | $2.72 | A | 200000 | Acquired | 2022-09-09 | Common Stock (200000) | Direct |
Footnotes
F1: Option vests with respect to 25% of the shares subject thereto on September 4, 2013, with 1/48th of the shares vesting monthly thereafter, such that the option will be fully vested and exercisable on September 4, 2016.
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