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CODEXIS, INC. Director's Dealing 2012

Sep 14, 2012

33607_dirs_2012-09-14_704f0465-0718-464d-979a-f99d4db03650.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CODEXIS INC (CDXS)
CIK: 0001200375
Period of Report: 2012-09-14

Reporting Person: Anton David L. (SVP, BioIndustrials)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-09-14 Common Stock S 3800 $2.7579 Disposed 70200 Direct

Footnotes

F1: The sale reported on this Form 4 was effected to cover tax liability incurred due to the vesting and release of Restricted Stock Units held by the Reporting Person.

F2: This transaction was executed in multiple trades in prices ranging from $2.74 to $2.78. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.