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CODEXIS, INC. — Director's Dealing 2012
Sep 14, 2012
33607_dirs_2012-09-14_704f0465-0718-464d-979a-f99d4db03650.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CODEXIS INC (CDXS)
CIK: 0001200375
Period of Report: 2012-09-14
Reporting Person: Anton David L. (SVP, BioIndustrials)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-09-14 | Common Stock | S | 3800 | $2.7579 | Disposed | 70200 | Direct |
Footnotes
F1: The sale reported on this Form 4 was effected to cover tax liability incurred due to the vesting and release of Restricted Stock Units held by the Reporting Person.
F2: This transaction was executed in multiple trades in prices ranging from $2.74 to $2.78. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.