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CODEXIS, INC. — Director's Dealing 2011
Jan 28, 2011
33607_dirs_2011-01-28_5840579f-dfbf-4395-91b2-b52e6a49ae6e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CODEXIS INC (CDXS)
CIK: 0001200375
Period of Report: 2011-01-26
Reporting Person: Anton David L. (SVP, Research and Development)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-01-26 | Common Stock | A | 40000 | — | Acquired | 42000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-01-26 | Stock Option (right to buy) | $9.15 | A | 60000 | Acquired | 2021-01-25 | Common Stock (60000) | Direct |
Footnotes
F1: Restricted stock units. The Reporting Person is entitled to receive one (1) share of common stock for each one (1) restricted stock unit. The restricted stock units will vest in four (4) successive and equal annual installments measured from February 10, 2011, such that 100% of the restricted stock units will be fully vested on February 10, 2015.
F2: Option vests with respect to 25% of the shares subject thereto on January 26, 2012, with 1/48th of the shares vesting monthly thereafter, such that the option will be fully vested and exercisable on January 26, 2015.