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CODEXIS, INC. — Director's Dealing 2010
Apr 21, 2010
33607_dirs_2010-04-21_3c8080f8-9dca-4c7e-a573-10a1c732d75e.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: CODEXIS INC (CDXS)
CIK: 0001200375
Period of Report: 2010-04-21
Reporting Person: Karsner Alexander (Director)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $9.09 | 2019-12-14 | Common Stock (66666) | Direct | |
| Stock Option (right to buy) | $9.09 | 2019-12-14 | Common Stock (16666) | Direct |
Footnotes
F1: Option vests with respect to 1/48th of the shares subject thereto monthly commencing on December 14, 2009, such that the option will be fully vested and exercisable on December 14, 2013.
F2: Reflects a 2-for-3 reverse stock split of the Issuer's outstanding securities effected immediately prior to the effectiveness of the Issuer's S-1 Registration Statement (Commission File No. 333-164044).
F3: 100% of the shares subject to the option are immediately exercisable. However, all unvested shares of common stock underlying the option are subject to a right of repurchase held by the Issuer, which right of repurchase will lapse as the shares vest according to the following schedule: 25% of the shares subject thereto vest on December 14, 2010, with 1/48th of the shares vesting monthly thereafter, such that the option will be fully vested on December 14, 2013.