Coda Octopus Group, Inc. — Director's Dealing 2019

May 17, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Coda Octopus Group, Inc. (CODA)
CIK: 0001334325
Period of Report: 2018-02-12

Reporting Person: van Vlissingen FH Fentener Drs. (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-02-12	Common Stock	P	2777	$4.61	Acquired	1030903	Indirect
2018-02-13	Common Stock	P	45600	$4.65	Acquired	1076503	Indirect
2018-03-26	Common Stock	P	7324	$3.35	Acquired	1083827	Indirect
2018-03-27	Common Stock	P	167180	$3.35	Acquired	1251007	Indirect
2018-11-08	Common Stock	P	23965	$4.40	Acquired	1274972	Indirect
2019-03-21	Common Stock	S	17162	$11.35	Disposed	1257810	Indirect
2019-03-21	Common Stock	S	5197	$11.45	Disposed	1252613	Indirect
2019-03-22	Common Stock	S	3244	$11.00	Disposed	1249369	Indirect
2019-03-25	Common Stock	S	2002	$11.00	Disposed	1247367	Indirect
2019-03-26	Common Stock	S	8534	$10.80	Disposed	1238833	Indirect
2019-03-26	Common Stock	S	2229	$10.75	Disposed	1236604	Indirect
2019-03-27	Common Stock	S	1902	$10.51	Disposed	1234702	Indirect
2019-03-28	Common Stock	S	5200	$10.11	Disposed	1229502	Indirect
2019-04-01	Common Stock	S	17830	$10.09	Disposed	1211672	Indirect
2019-04-02	Common Stock	S	20770	$10.19	Disposed	1190902	Indirect
2019-04-03	Common Stock	S	890	$10.30	Disposed	1190012	Indirect

Footnotes

F1: Of the 1,274,972 shares owned by the reporting person, 23,965 are held indirectly through Sandy Hills BV and 1,251,007 are held indirectly through Forest Manor N.V.

F2: On December 12, 2018, the shares held by Forest Manor N.V. were transferred to Sandy Hills BV in a transaction exempt under Rule 16a-13.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.01 to $10.20, inclusive. The reporting person undertakes to provide to Coda Octopus Group, Inc., any security holder of Coda Octopus Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this Footnote (3).

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.01 to $10.30, inclusive. The reporting person undertakes to provide to Coda Octopus Group, Inc., any security holder of Coda Octopus Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this Footnote (4).

F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.15 to $10.40, inclusive. The reporting person undertakes to provide to Coda Octopus Group, Inc., any security holder of Coda Octopus Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this Footnote (5).