Coda Octopus Group, Inc. — Director's Dealing 2018

Nov 2, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Coda Octopus Group, Inc. (CODA)
CIK: 0001334325
Period of Report: 2018-10-31

Reporting Person: Emerson John Steven (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-10-31	Common Stock	C	14600	$5.00	Acquired	441895	Direct
2018-10-31	Common Stock	C	14600	$5.00	Acquired	344169	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	138776	Indirect
Common Stock	126685	Indirect
Common Stock	49328	Indirect
Common Stock	8286	Indirect
Common Stock	8286	Indirect

Footnotes

F1: The shares reported herewith by the reporting person were acquired as a result of the conversion of shares of Series C Convertible Preferred Stock at a conversion price of $5.00 per share of common stock. No cash was paid in connection with the conversion.