Coda Octopus Group, Inc. — Director's Dealing 2018

Nov 20, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Coda Octopus Group, Inc. (CODA)
CIK: 0001334325
Period of Report: 2018-10-31

Reporting Person: Ezralow Bryan (10% Owner)
Reporting Person: Bryan Ezralow 1994 Trust dated December 22, 1994 (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-10-31	Common Stock	J	26200	—	Acquired	1012569	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	177041	Indirect

Footnotes

F1: Pro rata distribution from a limited liability company of which the reporting person is a non-managing member.

F2: These shares are owned directly by the Bryan Ezralow 1994 Trust dated December 22, 1994, a ten percent beneficial owner of the Issuer, and indirectly by Bryan Ezralow as trustee of such Trust. Bryan Ezralow is a ten percent beneficial owner of the Issuer.

F3: The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.